Charles Huang

Charles Huang

Chief Operating Officer, Chief Compliance Officer - GCS

Griffin Capital Securities

Mr. Huang serves as the Chief Operating Officer and Chief Compliance Officer of Griffin Capital Securities, LLC, a managing broker-dealer of various alternative investment securities. He has an extensive securities background in broker-dealer operations and compliance and has specialized in the alternative investment sector on the wholesale distribution side since 2006.

His diverse securities industry experience of over 20 years also includes having served as a chief operating officer of a general securities independent broker-dealer, chief compliance officer of a large full service self-clearing New York Stock Exchange member firm, compliance examiner with the NASD (now FINRA), and a sales producing financial advisor. He is currently registered as a Series 7, 24, 63, 79, and 99 representative.